CERT: Vulnerability & Exposure

    Vulnerability and Exposure

    Chapter/ Week 1: Science and Technology for DRR: Introduction and Concepts > Vulnerability and Exposure > Vulnerability and Exposure

    “Defined: vulnerability in relation to disaster risk reduction. I will present vulnerability of communities and assets, and through examples, the general vulnerability factors. Later, I will talk about vulnerability and hazard parameters and the root causes of, and progression towards, vulnerability.”

    Lastly, I will present a definition of exposure and how exposure relates to vulnerability.

    What is vulnerability?

    Vulnerability can be defined: as the characteristics and circumstances of a community, system, or asset that make it susceptible to the damaging effects of a hazard. This definition identifies vulnerability as a characteristic of the element of interest, a community, a system or asset, which is independent of its exposure. However, the word “vulnerability” is often used more broadly to include the element’s exposure. Currently, a new version of the UNISDR definition is being discussed.

    Draft documents include the following definition quoted in the Sendai Framework adopted in Japan in 2015:

    Vulnerability is the conditions determined by physical, social, economic, and environmental factors or processes which increase the susceptibility of a community to the impact of hazards.”

    Let’s now look at the different factors of vulnerability.

    Vulnerability is not natural.

    It is the human dimension of disasters, and the entire range of physical, social, cultural, institutional, political, economic, psychological, and environmental factors that shape people’s lives and create the environment they live in.

    Vulnerability is usually associated with poverty.

    However, it can also arise when people are isolated, defenceless, or facing stress. Examples of physical vulnerability may include poor design and weak construction of buildings, unstable locations, close proximity to hazards, and fragile, unprotected houses.

    Social and institutional vulnerability may include lack of public awareness and information, inadequate preparedness measures, low status in society, unequal gender relations, fewer decision-making possibilities, oppressive formal and informal institutional structures, and political, economic, and social hierarchies. When we talk about economic vulnerability, we mean, for instance, the absence of productive assets, limited income-earning opportunities, poor pay, single-income revenue, no savings, and insurance. And, as you can see on these images, vulnerability can also increase through the disregard for adequate environmental management. So, what are the parameters that influence vulnerability?

    Vulnerability varies significantly within the community, country, or region, and over time, so there are many vulnerability parameters. Some are hazard-independent and should be considered in relation to any natural hazards. Others are hazard-dependent and should be considered for a single natural hazard, or several hazards. Moreover, those parameters are not the same if we consider individuals and households, administrative communities, countries, regions, or cultural communities.

    All these parameters help us to determine vulnerability.

    Let’s look at some of the individual and household-level parameters. For instance age, older people might have difficulty running down the stairs in case of disaster. Or, let’s think about neighbourhood networks. Neighbours can help you before, during, and after disaster. And lastly, and very importantly, access to information. At the administrative community level, some of the parameters include infrastructure and accessibility. For instance, the lack of shelters makes people more vulnerable as they have fewer choices to protect themselves, the presence and quality of civil protection, for instance, the lack of fire departments and civil protection agencies that could help before, during, and after an event.

    Disaster preparedness, the degree of autonomy, participation in decision-making, and finally, access to resources, there are a significant number of hazard-independent parameters. At the country level, these include, among others, the regulatory environment or armed conflicts, Example, the number and intensity of conflicts, the population structure, looking at the number of internally-displaced people or refugees. And the level of national disaster planning, for instance: the lack of a plan or inappropriate guidelines that, instead of decreasing the vulnerability, may actually increase it. At the regional level, hazard-independent vulnerability parameters include the climate and the regional political stability. At the level of the cultural community, parameters include the status of communities, gender inequality, risk perception and approach towards emergencies, and coping strategies. Now, we’re coming to the hazard-dependent vulnerability parameters. For example, at the individual and household level, the quality and age of a building are important parameters. For example, if the materials used in the building are of good quality, the building can, therefore, better support movement during an earthquake. Or, the location of a dwelling is also key. For example, if a house is close to a mountain with high landslide risk or in a flooding zone, these are important vulnerability parameters. And at the administrative community level, legal regulations are important parameters because in the context of a disaster risk reduction, we need to know whether building codes exist and whether they are applied and monitored. At the level of a country, environmental degradation can result from cutting down trees, which leads to soil erosion and potential landslides. At the level of a region, land use and the slope elevation– the so-called relief–can be a hazard-dependent parameter. And when we look at cultural communities, the level of preparedness will be an important hazard-dependent parameter. Let’s now look at the root causes and progression of vulnerability. This model explains the causal chain, which is the progression of vulnerability developed by B. Wisner in 2003. The diagram shows how unsafe conditions, for example dangerous physical environments, are created by dynamic pressures, for instance by rapid urbanization that stem from root causes of vulnerability, such as poverty, discrimination, poor governance, and inadequate access to resources.


    Let’s now look at the specific example: how vulnerability can progress.

    Limited access to resources to invest in training leads to a lack of skilled and trained people on building back better techniques, this contributes to unstable houses and unsafe living conditions, putting local livelihoods at risk. Tackling those root causes and dynamic pressures is imperative in order to create safer conditions and reduce vulnerability. Now, I will define the term and explain how exposure and vulnerability are connected. The term refers to people, property, systems, or other elements present in hazard zones that are thereby subject to potential losses. What do you think? Are all exposed elements equally vulnerable? No. However it is possible to be exposed, but not vulnerable. For example, by living in a flood plain, but having sufficient means to modify the building structure of the house to mitigate potential loss. However, to be vulnerable to an extreme event, it is necessary to also be exposed. For example, both houses in the picture may be exposed to storm surge and strong winds. However, the vulnerability of each house, and each household, may be different. One house looks sturdier and is built with high-quality materials, and may, therefore, be less vulnerable. In the aftermath of a disaster, many people may suffer a downward spiral of vulnerabilities where new vulnerabilities add to previous ones. The main house was destroyed and a shelter is being built. This shelter may be of lower quality than the house, or repairs to the shelter may be inadequate, making the family more vulnerable to other events. We learned that vulnerability is the human dimension of disasters that vulnerability varies significantly over time and within a community, country, or region. We also learned that a number of different factors influence vulnerability, and that vulnerability can be hazard-dependent or independent. And, very importantly, not all exposed elements are equally vulnerable.